As Assistant General Counsels, We ensure a firm's compliance with relevant laws and regulations. We work closely with the business team to develop practices, policies, and guidelines concerning state, federal, and international compliance with laws and regulations.
- providing assistance to the office of General Counsel
- representing client's interests in affiliations, transactions, mergers, joint ventures, and other business opportunities
- providing legal advice on legal and regulatory issues
- managing compliance programs including trading, information security, anti-corruption, data security, and privacy policies