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Compliance Analyst job

Infinity Consulting Solutions jobs

Company

Salary

Company Description

Infinity Consulting Solution is a staffing and recruiting company that connects talented people to the businesses who need them. It specializes in recruiting staff from the following departments: IT, accounts, compliance and legal, human resource, and customer service. It has other offices in Denver, Dallas, Chicago, Minneapolis, Florida, Houston, Columbus, and Delaware. It was established in 2001 and its headquarters placed in New York. The company offers the following services: contract placement, permanent placement, temporary to permanent placement, and payroll services collaboration. Its mission is to make long-term relationships by matching the right people with proper workplaces. It offers the following job opportunities: data and operation analysts, system analysts, financial crime consultant, project coordinator, risk investigators, and reporting analysts. Employees get the following benefits: paid vacations, sick leave, insurance benefits, and retirement plans.

Job Description

Compliance Analyst

Responsibilities
  • The Compliance Analyst will be responsible for:
    • Conducting surveillance and due diligence of third parties who refer clients through the Firm's Referrer Program.
    • Drafting and implementing firm policies, controls and written supervisory procedures designed to ensure the firm's program is in line with regulatory requirements.
    • Helping to craft detailed written instructions for programmers and technology staff to enhance internal controls.
    • Coordinating responses to regulatory inquiries pertaining to the Referrer Program from the US federal, state and foreign regulators.
Qualifications
  • 3-5 years' experience with the SEC, Client, CFTC, NFA, an exchange, law firm, or another broker-dealer or FCM.
  • Appropriately registered compliance officer (i.e., at least a Series 7 and/or Series 3 registration) or member in good standing of the bar of any U.S. state or the District of Columbia preferred.
  • Specific experience with broker/dealer referrer programs preferred.
  • Solid academic background.
  • High degree of comfort and fluency with computers and technology, and understanding of how technology is applied to business and regulatory problems.
  • Outstanding oral and written communication skills
  • Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment
  • Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision
Estimated annual salary
$87,369
average
Minimum
$70,272
Maximum
$117,603

Infinity Consulting Solutions

Type

Company - Private

Size

Medium

Revenue

$25M to $50M

Location

Multiple locations

Industry

Human Resources

Founded

2001

CEO

Doug Klares

Job Filters

Remote - Senior Director AML/BSA/OFAC TrainingInfinity Consulting SolutionsNew York, NY
The right candidate must be a polished presenter, have outstanding communication skills, be a quick learner who is self-guided, and personable. An entrepreneurial spirit is encouraged and expected - we maintain an agile and innovative environment. We...Read more
Loan Processing AssociateInfinity Consulting SolutionsNew York, NY
Goal: As the position has operational responsibility for Loan Processing & Syndication in the North America activities of LCI, the incumbent's goal is to ensure a well-managed and operational support at a satisfactory level of the banks business in this...Read more
Accounting ManagerInfinity Consulting SolutionsChicago, IL
Accounting Manager-Real Estate Investment Responsible for all aspects of the Company's 10Q and 10K, footnote disclosures, MD&A, proxy statements and earnings releases Participate in implementation and improvement of financial reporting systems Assist in...Read more
Business Development Manager, Staffing SalesInfinity Consulting SolutionsMinneapolis, MN
As Business Development Manager you will be responsible for full end-to-end client sales and account management. A successful Business Development Manager at Infinity Consulting Solutions not only hunts for new business, but builds relationships and brings...Read more
Technical RecruiterInfinity Consulting SolutionsNew York, NY
Job Summary As a Recruiter you will be responsible for full life cycle recruitment which includes identifying, interviewing, screening and presenting qualified candidates for contract and permanent positions. A successful Recruiter is responsible for...Read more

Closed Job Filters

Compliance AnalystInfinity Consulting SolutionsGreenwich, CT
Compliance Analyst Responsibilities The Compliance Analyst will be responsible for: Conducting surveillance and due diligence of third parties who refer clients through the Firm's Referrer Program.Read more
KYC AnalystInfinity Consulting SolutionsLIC, NY
KYC Analyst The KYC Analyst is responsible for writing the initial KYC profile based on the customer onboarding documentation obtained by the bank's retail branches. This position will also completeRead more
Financial Analyst/Data AnalystInfinity Consulting SolutionsChicago, IL
Financial Analyst/Data Analyst Summary At Infinity Consulting Solutions (ICS), we pride ourselves in getting to know our candidate further than the bullet points on their resume. We want to know whatRead more
ControllerInfinity Consulting SolutionsHialeah, FL
The Controller will devise and direct financial accounting activities of the division. Establishes accounting procedures, budgetary objectives, and reporting guidelines. Oversees accounts payable,Read more
Salesforce DeveloperInfinity Consulting SolutionsLakewood, CO
SEARCH: ALL OF THE KEYWORDS ANY OF THE KEYWORDS Location: Lakewood, CO Job Type: Contract Ref No: 20-00274 Date: January 14, 2020 Job title : Tyler Cranmer Questions about this job listing? ContactRead more
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