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Compliance Analyst job

CordiumMorristown, NJ
Cordium jobs

Company

Salary

Company Description

Cordium is the advanced global provider of regulative agreement consulting, software and accounting, and tax assistance. It was founded in 1997 and located in New York City and has facilities in London, Hong Kong, Malta, and additional U.S. capitals. They are an advanced provider of governance, risk, and agreement report services and technology solutions. They partner with their customers to support them decrease the administrative, operational, and reputational risks affiliated with their company purposes. its customers include driving property experts, individual fund administrators, stock selling advisors, finance businesses, broker-dealers, and national and foreign banks. They reward bonuses and perks, including security benefits, severance benefits, and leave policy.

Job Description

Overview

Compliance Analysts assist ACA consultants in providing regulatory consulting services to investment advisers and other firms in the investment industry.

Responsibilities
  • Supporting consultants during on-site and off-site mock SEC examinations, compliance program reviews, and other consulting engagements
  • Preparing preliminary drafts of reports, matrices, policies and procedures, and other written client deliverables
  • Maintaining internal knowledge resources, such as databases of inspection report comments
  • Participating in professional development activities, such as ACAs internal training program for analysts
  • Researching novel or complex compliance issues
  • Performing email surveillance reviews
  • Performing other ad-hoc work/special projects as necessary to support ACA on various client and internal initiatives
  • Qualifications
  • Demonstrates professional integrity
  • Dependable, flexible and adaptable to changing client needs and ACA initiatives
  • Ability to work well in a fast paced, small team environment
  • Must be able to work independently, multi-task and prioritize effectively
  • Strong organizational and problem-solving skills with attention to detail
  • Highly motivated and goal oriented; proactive in ones own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks
  • Dedicated to upholding ACAs high quality standards and customer service focus
  • Ability to establish and maintain effective working relationships with employees and clients
  • Strong oral and written communication skills
  • Strong analytical skills with the ability to exercise discretion and make independent judgments on matters of significance for ACA and/or ACA clients
  • Proficient with Microsoft Office applications, Adobe Acrobat, and the Internet
  • Bachelors Degree required concentration or previous work experience in business, accounting, finance, criminal justice, law, or economics required
  • Willingness to travel outside of the office 50+ percent
  • ACA is an equal opportunity employer and does not unlawfully discriminate against current or prospective employees on the basis of race, color, religion, sex, age, national origin, pregnancy, familial status, marital status, sexual orientation, gender identity, disability, veteran status, citizenship, ancestry, genetic information, or any other characteristics prohibited by law.
    Estimated annual salary
    $70,405
    average
    Minimum
    $56,628
    Maximum
    $94,768

    Cordium

    Type

    Company - Private

    Size

    Medium

    Revenue

    $1M to $5M

    Location

    Multiple locations

    Industry

    Marketing/Advertising/PR
    Accounting/Finance

    Founded

    1997

    CEO

    Doug Morgan

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