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Salary and Benefits

Compliance Officer
$58K-$72K / yr. (est.)
$59K
$65,511 / year
$72K
Average base salary
The salary information provided is based on data collected from various reliable sources and may vary depending on individual qualifications and other factors.

About Compliance Officer

What does a Compliance Officer do?

As Compliance Officers, we coordinate with the Head of Marketing or designee and all applicable business units. We provide timely review and approve all communications. We ensure that all communications follow applicable regulatory guidelines. It is our duty to conduct a compliance monitoring program relating to marketing materials. We update policies and procedures. We conduct periodic training with personnel. Maintaining the records of all approved materials is a part of our job. We recordkeeping rules and internal policies and procedures. We work closely with the Compliance Team. Assisting in any other Compliance-related functions and ad hoc projects is also our job.

Core tasks:

  • responsible for performing checks of new clients
  • assist with regulatory reporting
  • responsible for monitoring and testing the adherence to regulatory guidelines
  • maintain and updating policies and procedures
  • develop and deliver training
  • develop compliance policies and procedures
  • review for compliance with applicable laws
  • respond to day-to-day compliance questions

Insights

How Many Years of Experience Do Professionals Need Before Becoming Compliance Officer?
On average, people work 7+ years in other positions prior to becoming a Compliance Officer.
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Compliance OfficerPhoenix, AZ - 8 months ago
I'm not surprised. It takes time to understand and navigate the complex world of compliance.
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Compliance OfficerSan Diego, CA - 8 months ago
🤔 I wonder if this lengthy experience requirement is due to the ever-evolving nature of compliance regulations.
How Long Do Compliance Officer Employees Typically Stay in Their Roles?
On average, Compliance Officers works in this position for 5+ years across multiple employers.
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LawyerLos Angeles, CA - 8 months ago
Well, as a lawyer, I'd like to see the source of this information. It's essential to consider the legal implications of compliance work.
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IT SpecialistSan Francisco, CA - 8 months ago
😤I see no mention of the technological advancements in compliance work. The infographic is outdated and doesn't highlight our contributions enough!
What Is the Job Hopper Score for Compliance Officer Employees?
Moderate job changes in Compliance Officer, showing some career movement without excessive turnover.
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Marketing CoordinatorNew York City, NY - 8 months ago
Sigh. Compliance Officers tend to overlook the artistic and creative opportunities available to them in other fields. Perhaps they should consider a career change and put their skills and knowledge to use in a more stimulating environment. 🙄
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Engineering AnalystHouston, TX - 8 months ago
It's fascinating how Compliance Officers manage to find opportunities within the same profession without getting bored. Their adaptability and willingness to explore diverse aspects of compliance are truly inspiring. 💪

Career path

Path to job

Discover a Compliance Officer's areas of knowledge sorted by their majors.
Explore the list of higher education institutions that a Compliance Officer typically studied at.
New York University
Penn State University

Path after job

Community

Demographics

What Is the Age and Gender Ratio of Compliance Officer Employees?
Gender ratio in Compliance Officer position: 0.532083000798085 Male and 0.467916999201915 Female. Age ratio in Compliance Officer position: 16-20: 5%, 21-30: 47%, 31-40: 29%, 41-50: 13%, 51-60: 5%, 60+: 1%. Compliance Officer position is predominantly male (53.2%) with the largest age group being 21-30 years old, followed by 31-40 years old.
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Compliance OfficerSan Francisco, CA - 8 months ago
The fact that only 1% of compliance officers are 60+ years old is concerning. Are older professionals being overlooked or undervalued? 🤔
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Compliance OfficerMiami, FL - 8 months ago
Why is the male dominance so prominent in this field? It's not fair. 😡

Workplaces

Who Are the Top Employers for Compliance Officer?
Top employers of Compliance Officer position: Bank of America, Citi, Department of Labor. People who work in Compliance Officer position most typically go on to work for the Bank of America.
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Compliance OfficerSan Francisco, CA - 8 months ago
Bank of America and Citi might be good, but I prefer smaller companies with a more personal work environment.
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Compliance OfficerMiami, FL - 8 months ago
I've heard horror stories about the work culture at Bank of America, so I'd rather go for Citi despite the tougher competition.
Bank of America
Citi
Department of Labor
What Industries Does Compliance Officer Typically Have Experience In?
Industry Background: The most typical industries of Compliance Officer: Finance & Insurance, Professional / Scientific / Technical, Public Administration, Health Care, Manufacturing. Compliance Officer employees most likely come from a Finance & Insurance industry background.
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Compliance OfficerHouston, TX - 8 months ago
Come on, folks! Let's not forget that all industries have their unique challenges. As Compliance Officers, it's our duty to ensure adherence to the rules and regulations. Each industry has its own intricacies, but we all share a common goal.
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Compliance OfficerMiami, FL - 8 months ago
Haha, y'all are arguing about who has it worse? Try being in the public administration sector. Our compliance requirements cover a wide range of areas, from finance to health to environment to human resources! It's a juggling act like no other!

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Discussion about Compliance Officer

Want to know more about Compliance Officer position?
Share your thoughts and ideas about Compliance Officer position with others in our community.
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Do a lot of women work as a Compliance Officer?
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Benjamin Gardner3 years ago
45% are women in this profession.
What is the most common age of a Compliance Officer?
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Liam Brown3 years ago
32 is the average age of people working as a Compliance Officer.
Do I need a lot of experience to be a Compliance Officer?
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Liam Brown3 years ago
You probably need around 7 years to work as a Compliance Officer
Which industries does a Compliance Officer typically work in?
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Liam Brown3 years ago
Finance & Insurance is the most probable for a Compliance Officer to work in.
What kind of degree is needed to work as a Compliance Officer?
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Benjamin Gardner3 years ago
A Bachelor of Science degree could not hurt if you want to be a Compliance Officer
Which company is likely to have openings for Compliance Officer positions?
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Sophie Hayes3 years ago
If you are a Compliance Officer you should definitely apply for Bank of America, Citi, Department of Labor, J.P. Morgan and JPMorgan Chase & Co.
How long do people usually work as a Compliance Officer when they switch to another position?
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Benjamin Gardner3 years ago
A Compliance Officer typically changes positions after more than 5 years.
Is it common for people to switch companies and still work as a Compliance Officer?
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Isabella Holmes3 years ago
The job hopper score is medium for a Compliance Officer.
What do people usually work as before switching to Compliance Officer?
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Isabella Holmes3 years ago
Most people come from Compliance Analyst, Vice President or Compliance Manager roles
Working as a Compliance Officer what job titles should I consider to switch to?
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Liam Brown3 years ago
CHIEF Compliance Officer, Vice President or Vice President OF Compliance are good next steps for a Compliance Officer
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