3.1
5 ratings
3.6
Salary & Benefits
1.6
Professional growth
3.8
Work-Life balance
2.8
Recognition & Support
3.6
Culture & Values
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Team

Professional experience

Years of experience

See how many years of experience FINRA employees have under their belts from previous professional endeavours.

Top 5 previous employers

Explore the most frequent companies FINRA employees worked at prior to joining FINRA.
Business Associations
Medium size
Promoters & Agencies
Medium size

Industries

Check out all the different industries FINRA employees have experience in.

Size of previous employers

Examine the size of the companies FINRA employees worked at prior to joining FINRA.

Educational background

Fields of study

Discover which fields FINRA employees studied, grouped by type of degree.

Top educational institutions

See which colleges and universities FINRA employees attended.
Baruch College
Georgetown University

Employee data

Length of employment

See how many years an employee typically spends working for FINRA.

Age

Age distribution at FINRA.

Gender ratio

See gender distribution at FINRA.
GenderRatio
male67.4%
female32.6%

Career advancement

Climb up the career ladder

How are the chances of advancing your career at FINRA relative to the time in a position.
Very low
Years in positionPercentage who advanced
4+100%

Top 5 future employers

See the list of companies most FINRA employees moved on to.
Computer Systems Design Companies
Small size
Consulting Companies
Large size
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Summary

Company information

History

Every investor in the United States depends on one thing: fair financial markets. In order to protect investors and ensure the integrity of the market, FINRA is a government-authorized non-profit organization responsible for oversSee more

Address

Multiple locations

Size

Small

Founded

1938

CEO

Richard G. Ketchum

Type

Nonprofit

Revenue

$500M to $1B

Industry

Business Associations

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Jobs

Job openings

Job Filters

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The Helpline Analyst will work with internal and external constituents to provide specialized technical support to the Consolidated Audit Trail (“CAT”) Industry Members. The Analyst applies analytical skills to conduct research and coordinate processing of...Read more
Advance business unit strategy and goals by managing full portfolio of projects in support of program strategy, and in alignment with Regulatory Operations (RegOps) priorities and strategy.Essential Job Functions:Primary relationship manager and strategic...Read more
The HR Program Manager, Learning & Development position is responsible for executing and supporting leadership development programs, customized design/development/delivery programs, and leading organization-wide professional development Racial Justice Task...Read more
Senior Systems AnalystFINRARockville, MD
The Senior Systems Analyst works under minimal supervision and is responsible for understanding business area technology needs/ challenges and creating technical specifications that help shape a solution.Essential Job Functions: Serve as a subject matter...Read more
The Associate Director, Data Scientist leads and manages advanced data analytics and modeling solutions to help Member Supervision effectively and efficiently examine, investigate and surveil Broker Dealers, registered representatives and other U.S. market...Read more
Execute functions in support of specialized units missions including, but not limited to, examinations, investigations, consultations, advisory, knowledge sharing, and quality assurance. Essential Job Functions: Leads examinations of low, medium-low, and...Read more
Major Purpose:The Senior Security Analyst will provide support to the Insider Risk Program. This position will play a key role in all analytical aspects, including anomaly detection and categorization, strategic guidance assigned to infrastructure, and...Read more
AccountantFINRARockville, MD
The Accountant I is an entry level accounting position responsible for the accurate recording, tracking and reporting of financial activity for FINRA. This position is assigned to one or more areas of the Finance department and works closely with numerous...Read more
The Product Manager owns the vision and strategy, roadmap, and feature definition for a product within a product group. Responsibilities include writing stories to define outcomes and product requirements as well as planning and managing product features...Read more
“An Alternative Net Capital (ANC) Specialist will conduct examinations to assess member firms’ risk management frameworks and evaluate systems, procedures and internal controls established to effectively manage market, credit and liquidity risks. The role...Read more
The Principal Examiner has demonstrated a highly proficient level of competence in identifying risks, developing regulatory strategies to address those risks and working with internal and external constituents to achieve the goals of the department. The...Read more
To conduct risk-based examinations of FINRA member firms and registered representativesEssential Job Functions:Leads examinations of low, medium-low, and medium-high risk and complexity with moderate supervisionConducts and memorializes discovery and risk...Read more
To ensure completion of risk-based examinations of FINRA member firms and registered representativesEssential Job Functions:Manages of 4-6 Examination AnalystsManages direct reports performance on an annual basisSchedules and staffs examsReviews and...Read more
Through its administration of the Code of Conduct, the Ethics Office (Office) furthers FINRAs independence and the integrity of its regulatory efforts. Using a significant knowledge of the Code of Conduct, investment accounts and securities products, the...Read more
To conduct risk-based examinations of FINRA member firms and registered representatives**Essential Job Functions:**- Leads examinations of all levels of risk and complexity with minimal supervision- Conducts and memorializes discovery and risk reviews of...Read more
The senior writer is responsible for writing and editing content that helps advance the Office of Investor Educations mission of investor protection and education to foster financial capability. Essential Job Functions: Under general direction from a...Read more
With regular supervision and guidance, reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulations. Essential Job Functions: Reviews communications with the public including...Read more
Execute functions in support of specialized units missions including, but not limited to, examinations, investigations, consultations, advisory, knowledge sharing, and quality assurance. Essential...Read more
The Analyst conducts routine reviews of low to moderate complexity in search of unusual market activity for evidence of violations of applicable federal securities laws and FINRA and/or RSA client...Read more
Single point of accountability for specialist unit. Essential Job Functions: Responsible for the professional development and performance management of 2-6 Examination Managers and unit's Risk...Read more
The Senior Analyst will provide business analysis expertise for assigned product(s) in order to ensure that the product meets the needs of the business community it will serve. Develops project...Read more
Lead Security EngineerfinraRockville, MD
The Lead Security Engineer, working independently, will direct staff in the execution of manual activities and/or automated activities to ensure applications and projects within their portfolio meet...Read more
The Principal Specialist on the Analytics Threat Targeting team (within the Cyber and Analytics Unit - CAU) conducts threat identification reviews and proactive targeting that support the Complex...Read more
Working with the Senior Director, Digital Strategy, planning, developing and editing content based on the broad corporate, business partner or communications objectives. Lead projects focused on the...Read more
Major Purpose:The Security Engineer is responsible for supporting the development and maintenance for applications, tools and data feeds in the detection and assessment of insider risks, including anomaly detection, categorization and strategic guidance...Read more
Show more jobs
52 more jobs

Closed jobs

Closed Job Filters

FILTER JOBS
The SVP of Sales Practice of Enforcement supervises the specialized attorneys and managers who are dedicated to counseling Member Regulation staff and resolving disciplinary matters arising fromRead more
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority ( FINRA) is seeking a well-qualified individual for our Senior UX Designer opening in Rockville, MD . To beRead more
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior Analyst opening in Rockville, MD . To beRead more
The Senior Developer works under minimal supervision and will develop, test, debug and document software components commensurate with their experience under the limited supervision of more seniorRead more
Lead Developer - Technology - Rockville, MD - Contractor Conversion We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well- qualifiedRead more
Staff Developer - Technology - Rockville, MD - Contractor Conversion We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well qualifiedRead more
Senior Developer in Test - Technology - Contractor Conversion - Rockville, MD **We Work to Protect Investors. Join our Team.** The Financial Industry Regulatory Authority (FINRA) is seeking a well-Read more
We Work to Protect Investors. Join our Team. 2020 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the securities industryRead more
Under general supervision, the Developer in Test assists in ensuring the quality of software products by developing and executing software testing components, developing automation solutions and workRead more
The Director is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice PresidentRead more
Legal externs work closely with an assigned Enforcement Director, management, staff attorneys and investigators. The externs will assist attorneys and investigative staff to investigate and initiateRead more
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for ourAssociate Directoropening inNew York, NY. To beRead more
The Externship Program for the Department of Enforcement is designed for students who have an interest in securities law and regulation. The Extern will assist attorneys and investigative staff toRead more
The Senior Advisor counsels Enforcement senior management and serves as liaison between Enforcement and other regulators, including the self-regulatory organizations with whom FINRA has RegulatoryRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
The purpose of this position is to serve as a central point of contact between FINRA and state financial services regulators and the North American Securities Administrators Association (NASAA) andRead more
Associate DirectorFINRARockville, MD
The Technology Manager is generally autonomous in their oversight and active management for Technology project(s) and most often reports directly to a Director or Senior Director. Directly manageRead more
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director opening in Washington, DC . To beRead more
This position performs a variety of duties, including applying analytical skills to research, review, analyze, and process legal documents such as pleadings filed in FINRA's arbitration forum. This isRead more
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Q&A about FINRA

Learn what others have to say about this company or join the discussion by contributing a question or an answer.
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Q: When was FINRA founded?
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A: 1938.
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Q: What industry does FINRA operate in?
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A: Engineering/Architecture, Executive Management, Healthcare, Insurance, Banking/Mortgage.
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Q: gender breakdown at FINRA?
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A: gender ratio is 32.6% female, 67.4% male.
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Q: Where’s FINRA’s HQ located?
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A: Washington, DC.
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Q: What is the annual revenue of FINRA?
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A: $500m to $1b.
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Q: anyone knows who the CEO is at FINRA?
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A: yep, it’s Richard G. Ketchum
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Q: How long do people usually work for FINRA?
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A: 4-8 year(s).
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Q: what kind of companies did FINRA employees work for?
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A: Large companies before FINRA.
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Q: what are the chances of career advancement at FINRA?
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A: very low.
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Q: who are employees usually hired by after leaving FINRA?
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A: AboutWeb, Booz Allen Hamilton, Citi, Fannie Mae, FINRA (Financial Industry Regulatory Authority), Merrill Lynch, Morgan Stanley, Oracle.
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Q: Who are the top previous employers of FINRA employees?
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A: American Arbitration Association, Broadway Across America, Brown College, EF Hutton, Financial Industry Regulatory Authority , Inc., FINRA (Financial Industry Regulatory Authority), NYSE, US Army.
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Q: How old are FINRA’s employees in general?
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A: around 41-50, 51-60, 31-40.
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Q: Where did most of FINRA employees go to school?
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A: Baruch College, Georgetown University, Stanford University, University of Maryland-College Park, Vassar College.
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Q: Which school(s) did you study at before starting at FINRA?
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Q: how many years did you spend at FINRA?
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Q: what’s the hiring age ?
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Q: will I be excluded from the hiring pool if I don’t have a bachelor’s degree?
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Q: From experience can you tell me how many hours do you work a day at FINRA?
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Q: Which companies were you employed by before joining FINRA?
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Q: Do you get paid on a weekly or biweekly basis?
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Q: is 401K included in benefits at
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Q: Is FINRA a good place to start your career?
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Q: Are career advancement opportunities guaranteed?
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Reviews

3.1
5 ratings
3.6
Salary & Benefits
1.6
Professional growth
3.8
Work-Life balance
2.8
Recognition & Support
3.6
Culture & Values
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Isabella Holmes Career Advocate
Isabella Holmes
Career Advocate
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