As Senior Compliance Specialists, we participate in firm-wide and other department projects. We serve as subject matter experts to provide guidance and interpretation of rules. We take part in the filing and creation of the company goals. Acting as firm representatives or testify regulatory enforcement matters is a part of our job. We ensure expertise in relevant technology. It is our responsibility to ensure compliance with solicitation programs across the Enterprise. We monitor business units and third-party vendors to ensure adherence to corporate rules and policies.
Core tasks:
LENSA generates certain information provided on this website by compiling and analyzing publicly available data and data from employees/former employees. All company names are the registered trademarks of their original owners. The use of any trade name or trademark does not imply any association with the third-party company. None of the information provided is endorsed in any way by any of the companies mentioned. We do not guarantee the accuracy, currency, or suitability of this information (including regarding demographics or salary estimate) and you are responsible for how you use it. ALL INFORMATION IS PROVIDED “AS IS” AND “WITH ALL FAULTS”. We are not responsible for nor endorse third party content on our website. If you notice any inaccurate information or information you think is proprietary you can email us at [email protected]. See our Terms and Conditions and Community Guidelines for more information.
