Expired Legal Entity Controller jobs in Charlotte, NC
Charlotte, NC
Job Description of the Senior Regulatory Controller 15c3-1Preparation, review and approval of daily and month end 15c3-1 net capital calculations.Responsible for the maintenance of 15c3-1 procedures, control documentation and spreadsheet compliance.Responsible for responding to queries from...
Charlotte, NC
Job description Job Description of the Senior Regulatory Controller 15c3-1 Preparation, review and approval of daily and month end 15c3-1 net capital calculations. Responsible for the maintenance of 15c3-1 procedures, control documentation and spreadsheet compliance. Responsible for responding to...
Charlotte, NC
Regulatory Reporting Controller II Charlotte, NC Job description Enterprise Role Overview: Prepares legal entity P&L, balance sheet, liquidity, capital and FX reports filed with regulators and variance analysis. Prepare regulatory calculations, performs and documents control processes for local...
Charlotte, NC
Global Financial Controls; Senior Regulatory (15c3-3 Reporting) Controller - Team Lead Charlotte, North Carolina;Jersey City, New Jersey Job Description: The Chief Financial Officer (CFO) Group is responsible for the overall financial management of our company. This includes accounting, financial...