Expired Advertising Analyst jobs in Rockville, MD
Rockville, MD
$16,801-$181,010/year (est.)
Description This position, Advertising Compliance Analyst, is for the home office located in Rockville, Maryland 20850 Summary The primary job of the Advertising Compliance Analyst is to review sales and advertising materials submitted by registered representatives to ensure that these materials...
Rockville, MD
$16,801-$181,010/year (est.)
With regular supervision and guidance, reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulations. Essential Job Functions: Reviews communications with the public including retail and institutional sales material...
Rockville, MD
$16,801-$181,010/year (est.)
As the Advertising Compliance Analyst, you will report to the VP, Compliance Services. You will review our sales and advertising materials submitted by our registered representatives to ensure that these materials comply with regulations. RESPONSIBILITIES: Review submissions (by RegEd AdTrax or...