Expired CHIEF Compliance Officer jobs in Charlotte, NC
Charlotte, NC
$36,882-$544,383/year (est.)
Req ID: R0069855 The position is described below. If you want to apply, click the Apply button at the top or bottom of this page. You'll be required to create an account or sign in to an existing one. If you have a disability and need assistance with the application, you can request a reasonable...
Charlotte, NC
$36,882-$544,383/year (est.)
The position is described below. If you want to apply, click the Apply button at the top or bottom of this page. You'll be required to create an account or sign in to an existing one. Need Help? If you have a disability and need assistance with the application, you can request a reasonable...
Charlotte, NC
$36,882-$543,481/year (est.)
As General Counsel you will optimize our organizational efficiency regarding legal matters including reviewing and drafting IT, customer, employment, real estate and vendor contracts, manage copyrights and trademarks, and preserve business records such as minutes of meetings and resolutions. You...
Charlotte, NC
$36,882-$544,383/year (est.)
GT&GO Compliance COO Lead Charlotte, North Carolina;Dallas, Texas; Jersey City, New Jersey Job Description: The Business Strategy and Initiatives Manager acts as an objective advisor to Enterprise, LOB and/or ECF Compliance leaders. Functions that are managed may include: financial oversight &...
Branch, Banking Trust Company
Charlotte, NC
$36,882-$544,383/year (est.)
The position is described below. If you want to apply, click the Apply button at the top or bottom of this page. You'll be required to create an account or sign in to an existing one. Need Help? If you have a disability and need assistance with the application, you can request a reasonable...
Charlotte, NC
$36,882-$543,481/year (est.)
COMPANY OVERVIEW: As long as there are people who make the world a better place, we'll keep making a difference for them. Since 1918, it has been TIAA's mission to serve those who serve others. It is this mission and the values we embrace that make us a different kind of financial services...
Charlotte, NC
$152K-$185K / yr. (est.)
AssetMark is a leading strategic provider of innovative investment and consulting solutions serving independent financial advisors. We provide investment, relationship, and practice management solutions that advisors use in helping clients achieve wealth, independence, and purpose. The Job/ What...
Charlotte, NC
about $144K / yr.
The Assistant Vice President, Compliance Officer shall provide day-to-day Compliance support for Nuveen Alternatives Advisor’ s Asset management lines of business. The Compliance Officer shall assist in the design, implementation, and execution of a comprehensive compliance program for the private...
Charlotte, NC
$36,882-$543,481/year (est.)
Wealth Management Chief Compliance Officer Charlotte, NC Wealth Management Job Description Req ID: req20578 Wealth Management Chief Compliance Officer Summary: The RSM US Wealth Management (WM) Chief Compliance Officer (CCO) has responsibility for all aspects of the compliance functions for WM, an...
Charlotte, NC
$36,882-$543,481/year (est.)
Purpose of Job * This role will optimally be located in the San Antonio or Charlotte office. Consideration may be given to highly competitive remote candidates who can travel up to 50%. * The Consumer Banking Compliance Executive will oversee all aspects in the Advisory space of the Bank Compliance...
Charlotte, NC
$36,882-$543,481/year (est.)
Position Description This position reports directly into the President of Ally Invest and dotted line to the Executive Leader CCO Ally Bank and is responsible for providing overall strategic direction through developing, implementing and enforcing Ally Invest Compliance programs. The role will lead...
Charlotte, NC
$67,216-$279,879/year (est.)
As a member of the Legal, Risk and Compliance Group, the Head of Compliance will lead all compliance and regulatory efforts for the company. You will execute on and enhance existing programs and processes and develop and design a long term compliance and regulatory strategy as we continue to grow...
Charlotte, NC
$36,882-$543,481/year (est.)
Role Purpose: As General Counsel you will optimize our organizational efficiency regarding legal matters including reviewing and drafting IT, customer, employment, real estate and vendor contracts, manage copyrights and trademarks, and preserve business records such as minutes of meetings and...
Charlotte, NC
$36,882-$543,481/year (est.)
Company Description At Brightspeed, we are reimagining how people live, work, play and connect by providing fast, reliable internet connections and an awesome customer experience in twenty states throughout the Midwest and South. Backed by funds managed by Apollo Global Management, our vision is to...
Charlotte, NC
$36,882-$543,481/year (est.)
Position Title: Chief Compliance Officer Department: Mortgage Since our founding in 2002, we’ve become one of the top 10 public homebuilders in the U.S. In 2018, we were ranked 61st among the Fortune 100 Fastest-Growing Companies, and we’ve been the fastest-growing public builder for three years in...
Charlotte, NC
$36,882-$544,383/year (est.)
THE TEAM YOU WILL BE JOINING: Fortune 500 financial services firm headquartered in Charlotte, NC with a significant investment in innovation Recognized by Fortune as one of the world`s most admired companies in 2012 along with many other awards around social responsibility, diversity, equity and...
Charlotte, NC
$135K-$165K / yr. (est.)
Description The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers. Apex has continually improved and evolved its product suite by surrounding these core administrative services with additional products...